Risk Management, Compliance, and Ethics
Risk Management, Compliance, and Ethics Division
Mission Statement
The mission of the Risk Management, Compliance and Ethics Division is to help reduce exposure to losses to the College, its employees, students, and visitors to the greatest extent possible, and to help eliminate the unanticipated financial impact of losses whenever possible.
We welcome your contacts and questions at any time. Please contact Steve Pelphrey, the Executive Director for Risk Management, Compliance and Ethics, at his office in Burns Hall, room 1007, or call 479- 619-4127 or e-mail spelphre@nwacc.edu. Mr. Pelphrey is also the official NWACC Ethics Compliance Officer.
Please report any risk management, compliance or ethics concerns immediately to Steve Pelphrey by phone or e-mail.
Risk Management, Compliance and Ethics
- Provides oversight of college contracts and agreements.
- Leads and works with other components of the College in emergency planning, disaster recovery planning, safety and environmental assessment, and risk and liability issues.
- Plans, organizes and directs College internal policy auditing activities.
- Serves the college as a resource in areas of general risk management, risk education, loss prevention and control and insurance evaluation.
- Serves as liasion to college legal counsel.
- Responsible for the college property and liability insurance policies.
- Administers the NWACC workplace ethics program
NWACC'S INCLEMENT WEATHER POLICY - Inclement Weather Policy and Procedures
NWACC EMERGENCY CONTACT NUMBERS
Risk Management, Compliance and Ethics Employee Orientation
Risk Assessment Recommendations for 2005
The Risk Management/Internal Audit Department conducts a risk assessment of the College each year. Links to the Executive Recommendations, Methodology and each Assessment by Risk Type are shown below.
Executive Recommendations
Summary of Risk Assessment Methodology
Financial Operations
Employees, Volunteers and Students
Natural Hazards
Property Loss
Contracts & Legal Obligations
Employee or Student Misconduct
Technology
Economic Conditions
Dependence on Outside Resources
State & Federal Laws
Acts & Omissions by 3rd Parties
Government Activities and Services
NWACC Risk Identification and Analysis Handbook
This handbook describes in detail the process used to assess risks at NWACC.
Risk Identification and Analysis Handbook
For questions/comments on this content, please contact Steve Pelphrey.
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